Return
Home
Contact
Us
About
Our Firm
Practice
Areas
About
Our Founder
Representative
Engagements
 
 

Practice Areas
 
We assist clients in structuring, negotiating and implementing a wide variety of domestic and international business transactions in a broad range of industries, including technology, communications, energy, entertainment, healthcare, apparel, consumer electronics, automotive, real estate and environmental services. Areas where we have special expertise include: 
  • Capital formation:
    • private placements of debt and equity securities;
    • public offerings registered with the SEC;
    • reverse mergers; and          
    • secondary public equity offerings (PIPES).
  • SEC, stock exchange and state "Blue Sky" compliance:
    • quarterly and annual SEC reports;
    • Sarbanes-Oxley Act compliance;
    • proxy statements;
    • Corporate governance practices;
    • insider reporting;
    • listing applications and compliance matters; and
    • SEC enforcement matters.
  • Purchases, sales and mergers of public and privately held businesses;
  • Debt financing and creditor workouts;
  • Employment related matters, including executive compensation, stock options, employment and consulting agreements, and general employment matters;
  • Licensing, manufacturing, distribution, sales, and other commercial agreements;
  • Formation of business entities such as corporations, partnerships, joint ventures and LLC’s, and shareholder agreements.





| Return Home | Contact Us | About Our Firm | Practice Areas | About Our Founder | Representative Engagements |
 
 



Copyright © 2012, Guzik & Associates. All rights reserved.