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Representative Engagements
 
During the past 15 years we have provided representation to a variety of businesses and individuals in the U.S. and abroad, including emerging and established companies, publicly held AMEX, Nasdaq and OTC listed companies, and new business ventures.
 
Representative engagements include: 
  • General SEC and corporate counsel to Nasdaq, Amex and OTC companies;
  • SEC counsel to Nasdaq listed company for secondary common stock offering on the Frankfurt Stock Exchange;
  • Special court appointed SEC counsel to Common Stock holders of NYSE company in what is believed to be the largest Chapter proceeding filed in Los Angeles during at least the past 15 years;
  • Special counsel to principal shareholders of a Nasdaq company in connection with their acquisition by an NYSE company.





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